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Vanguard fined more than $100 million by SEC over violations involving target date retirement funds

Asset management giant Vanguard has been fined more than $100 million to settle charges related to disclosures around target date investment funds, the Securities and Exchange Commission announced Friday.

Wall Street Journal · 1d

Vanguard to Pay $106.4 Million to Resolve Alleged Violations Linked to Retirement Funds

The SEC said a lack of notifications by Vanguard drove higher capital gains tax bills for many retail investors.

Bloomberg L.P. · 1d

Vanguard to Pay $106 Million Over Retirement Fund Violations

Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made misleading statements about capital gains distributions and tax consequences to retail investors who held popular target-date retirement funds in taxable accounts.

https//beincrypto.com1d

Vanguard Settles with SEC, Agrees to Pay $106 Million

Vanguard settles SEC charges with a $106 million payout. Its status in the impending "crypto cooldown" remains unclear.

1don MSN

Vanguard to pay $106M to settle SEC charges over TRF disclosure violations

Vanguard to pay $106.41M penalty for misleading investors on capital gains distributions and tax consequences in target date ...

shorenewsnetwork8h

State Securities Regulators Reach Settlement with Vanguard

State Securities Regulators Reach Settlement with Vanguard **TRENTON, NJ** – The Office of the Attorney General, Division of Consumer Affairs, and Bureau of Securities have announced that New Jersey ...

Morningstar1mon

Vanguard Interm-Term Bond Index Adm

In addition, it has a 4.6% 30-day SEC yield (a standardized ... Former BlackRock executive Salim Ramji succeeded Tim Buckley as Vanguard’s fifth chief executive officer on July 8, 2024.

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