The Securities and Exchange Commission ordered Vanguard to pay $106.41 million over misleading statements about tax consequences affecting retail investors in its target-date retirement fund ...
Vanguard's fine centers on December 2020 actions related to the asset manager's target-date funds and capital gains taxes. Here's what you need to know.
13, 2022. (AP Photo/Julia Nikhinson) MANHATTAN (CN) — Asset management firm Vanguard has agreed to pay more than $106 million to settle ongoing probes by the U.S. Securities and Exchange Commission ...
Vanguard, one of the world’s largest asset managers, has agreed to pay a $106.4 million fine to settle charges brought by the Securities and Exchange Commission (SEC).
In addition to the $40 million Vanguard agreed to pay to investors as part of a class action suit in November, the SEC now ...
Vanguard was accused of alleged misleading statements to retail investors in targeted retirement funds. Vanguard Group has been fined $106 million for alleged misleading statements to retail ...
Vanguard to pay more than $100 million to SEC over violations involving target date retirement funds
The payment of $106.41 million will be distributed to harmed investors, the SEC said. Vanguard agreed without admitting or denying the SEC's findings. Vanguard is one of the world's largest asset ...
Asset management giant Vanguard has been fined more than $100 million to settle charges related to disclosures around target date investment funds, the Securities and Exchange Commission ...
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