Vanguard D SEC - Search News

SEC, Vanguard

Vanguard settles SEC charges over misleading statements for $106.41 million

The Vanguard Group, Inc. has agreed to pay $106.41 million to settle charges from the Securities and Exchange Commission (SEC) over misleading statements related to capital gains distributions and tax consequences for retail investors.

Seeking Alpha on MSN · 1d

Vanguard to pay $106M to settle SEC charges over TRF disclosure violations

Vanguard to pay $106.41M penalty for misleading investors on capital gains distributions and tax consequences in target date retirement funds.

Pensions&Investments · 1d

Vanguard to pay $106 million to settle SEC charges over misleading TDF disclosures

Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state officials from New York, Connecticut and New Jersey over alleged misleading statements in fund prospectuses that led retirement plan investors to incur high capital gains taxes.

Newsday · 1d

State AG, SEC reach $106M settlement from investment adviser Vanguard Group

More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes after Vanguard made changes to retirement funds.

Vanguard to pay $106 million in SEC accord

Hosted on MSN · 1d

Vanguard to pay $106 million in SEC accord after saddling investors with big tax bills

Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to disclose important tax information about its popular target-date funds, resulting in hundreds of thousands of ordinary investors getting stuck with inflated tax bills.

KIMT · 1d

Iowa has joined a $106 million dollar settlement with Vanguard over big tax bills for investors

The settlement stems from a three-year multi-state task force investigation coordinated through the North American Securities Administrators Association’s Enforcement Section Committee.

Wall Street Journal · 2d

Vanguard Settles With SEC Over Surprise Capital-Gains Taxes

Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di

planadviser.com1d

SEC Fines Vanguard for Misleading Retail Target Date Fund Investors

The regulator determined that the firm failed to provide accurate details regarding the capital gains and tax consequences ...

Vanguard to Pay More Than $100 Million Over Target-Date Fund Mess

Regulators penalized Vanguard over allegedly misleading statements after the company made changes to target-date funds that ...

Nasdaq3d

Vanguard Short-Term Inflation-Protected Securities (VTIP) Shares Cross Above 200 DMA

In trading on Wednesday, shares of the Vanguard Short-Term Inflation-Protected Securities ETF (Symbol: VTIP) crossed above their 200 day moving average of $48.54, changing hands as high as $48.67 ...

ST Germain D J Co. Inc. Buys 346 Shares of Vanguard Small-Cap Value ETF (NYSEARCA:VBR)

ST Germain D J Co. Inc. lifted its position in Vanguard Small-Cap Value ETF (NYSEARCA:VBR – Free Report) by 823.8% in the 4th ...

Results that may be inaccessible to you are currently showing.

Hide inaccessible results