Vanguard Group Inc. and a subsidiary have agreed to pay $106 million for failing to notify investors of changes in retirement ...

Tennessee Attorney General Jonathan Skrmetti is leading more than a dozen states in a lawsuit against a federal agency for a ...

The Wisconsin Department of Financial Institutions has joined other states in a $106 million settlement with Vanguard Marketing Corporation, a company that has allegedly failed at supervising ...

The money will go to target-date fund investors whom the company failed to warn about capital gains tax hits, the SEC said.

An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...

The lawsuit accused the firm of making “misleading” statements on how strongly ESG goals drove its investments.

The lawsuit filed in 2023 alleged unfair impact on the asset management giant's non-ESG funds due to its involvement in ...

The mutual fund titan harmed investors by failing to disclose risks relating to capital gains distributions in its retail ...

The settlement ends a lawsuit that was originally filed in December 2023 by the state of Tennessee under the Tennessee ...

Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...

Regulators penalized Vanguard over allegedly misleading statements after the company made changes to target-date funds that ...

Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...