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Vanguard to Pay $106 Million in Restitution

Vanguard to pay more than $100 million to SEC over violations involving target date retirement funds

The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target date funds. The SEC order found that the chan

The New York Times · 22h

Vanguard to Pay $106 Million in Restitution to Retirement Fund Investors

An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the terms of some funds, leading to higher capital gains taxes.

planadviser.com · 19h

SEC Fines Vanguard for Misleading Retail Target Date Fund Investors

The regulator determined that the firm failed to provide accurate details regarding the capital gains and tax consequences associated with a change in investment minimums.

19h

Vanguard Settles With SEC Over Surprise Capital-Gains Taxes

Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...

Hoodline23h

New York AG Letitia James and SEC Secure $106 Million from Vanguard for Failing to Notify Investors About Tax Impacts

New York AG secures $106M from Vanguard for not informing investors about changes leading to unexpected taxes.

Pensions&Investments1d

Vanguard to pay $106 million to settle SEC charges over misleading TDF disclosures

Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...

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Vanguard to Pay $106 Million in Restitution

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