Vanguard, Pay

Vanguard to Pay $106 Million Over Retirement Fund Violations
Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made misleading statements about capital gains distributions and tax consequences to retail investors who held popular target-date retirement funds in taxable accounts.
Vanguard to pay more than $100 million to SEC over violations involving target date retirement funds
The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target date funds. The fine of $106.41 million will be distributed to harmed investors,
Vanguard to Pay $106.4 Million to Resolve Alleged Violations Linked to Retirement Funds
Without admitting or denying the SEC's findings, Vanguard agreed to pay $18.2 million in disgorgement and prejudgment interest that will be deemed satisfied by the payment of $92.91 million in relief ordered by the states' settlements and a $13.5 million civil penalty.
Vanguard to Pay $106 Million in Restitution to Retirement Fund Investors
An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the terms of some funds, leading to higher capital gains taxes.
Vanguard agrees to pay investors $106 million after failing to disclose retirement fund changes
Vanguard, one of the largest mutual fund companies in the United States agreed to pay investors $106 million, CNN reports.
Vanguard fined $106M over retirement fund disclosure violations
The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.
Vanguard to pay $106 million over 'misleading statements' about retirement funds
Vanguard agreed to pay $106.4 million to the Securities and Exchange Commission Friday to settle charges for “misleading statements” connected to its target retirement funds that resulted in higher taxes for retail investors,
Vanguard to pay $106 million in SEC accord after saddling investors with big tax bills
Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...
Is Tokenization The Future Of Index And Exchange-Traded Funds?
The financial industry is experiencing a transformative moment as it navigates the intersection between traditional financial ...
Pensions&Investments1d
Vanguard to pay $106 million to settle SEC charges over misleading TDF disclosures
Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...
Morningstar1d
Vanguard Total Bond Market Index Adm
As the Fed has ramped up purchases of agency MBS since the 2008 global financial crisis ... those are part of the reason Vanguard hasn’t struggled to garner assets. It managed more than USD ...
Financial Planning8d
Vanguard finds tax-loss harvesting is key to advisor value
The asset management giant called out the method of offsetting capital gains in this year's edition of its oft-cited study tracking the "alpha" of financial planning.
Vanguard5d
FX appetite triggers 79.4% rise in mutual funds assets to N3.8trn
The fascination for foreign currency, specifically the US Dollar, has driven investors towards dollar denominated financial ...
BlackRock executive Mark Wiedman to leave firm, sources say
Asset manager BlackRock's senior executive Mark Wiedman, who was touted to be a potential successor to CEO Larry Fink, is ...
ETF Daily News6d
International Assets Investment Management LLC Makes New Investment in Vanguard Financials ETF (NYSEARCA:VFH)
International Assets Investment Management LLC ... 219,120 shares during the last quarter. Stifel Financial Corp boosted its holdings in Vanguard Financials ETF by 2.0% during the 3rd quarter.