The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...
Vanguard agreed to pay $106.4 million to the Securities and Exchange Commission Friday to settle charges for “misleading ...
The SEC found that retail investors in certain Vanguard target retirement funds faced higher tax liabilities and were ...
The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.
Asset management giant Vanguard has been fined more than $100 million to settle charges related to disclosures around target ...
The SEC said a lack of notifications by Vanguard drove higher capital gains tax bills for many retail investors.
As market-capitalization-weighted index ETFs, both VOO and VTI naturally feature a high allocation to large-cap stocks. If ...
Late last year Vanguard Group entered into an agreement with the Federal Deposit Insurance Corporation as the regulator ...
International Assets Investment Management LLC’s holdings in Vanguard Total International Stock ETF were worth $279,000 at the end of the most recent reporting period.
The settlement stemmed from Vanguard’s December 2020 decision to reduce the minimum investment in lower-cost fund classes ...
International Assets Investment Management LLC trimmed its holdings in shares of Vanguard Russell 3000 ETF (NASDAQ:VTHR – Free Report) by 99.6% in the 4th quarter, Holdings Channel.com reports.