An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...

Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...

Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...

The FDIC director says a new "passivity agreement" with Vanguard is a victory over "the concentration of power in a few ...

The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...

Regulators penalized Vanguard over allegedly misleading statements after the company made changes to target-date funds that ...

Their misstep led to them being charged with not telling investors about the changes that were made, according to CNN.

ETFs can hold hundreds or even thousands of different stocks, but the Vanguard Mega Cap Growth ETF only holds 71, so it's ...

Without admitting or denying the SEC's findings, Vanguard agreed to pay $18.2 million in disgorgement and prejudgment interest that will be deemed satisfied by the payment of $92.91 million in relief ...

The settlement stemmed from Vanguard’s December 2020 decision to reduce the minimum investment in lower-cost fund classes ...

Asset management giant Vanguard has been fined more than $100 million to settle charges related to disclosures around target date investment funds, the Securities and Exchange Commission announced ...

The Wisconsin Department of Financial Institutions has joined other states in a $106 million settlement with Vanguard Marketing Corporation, a company that has allegedly failed at supervising ...