State Securities Regulators Reach Settlement with Vanguard **TRENTON, NJ** – The Office of the Attorney General, Division of Consumer Affairs, and Bureau of Securities have announced that New Jersey ...
Because AVUS is an ETF, it's best compared with Vanguard's Total Stock Market Index ETF VTI. In that same period, the cumulative gain for VTI was 91.9%. Although that outperformance by AVUS is far ...
Their misstep led to them being charged with not telling investors about the changes that were made, according to CNN.
Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...
The Wisconsin Department of Financial Institutions has joined other states in a $106 million settlement with Vanguard Marketing Corporation, a company that has allegedly failed at supervising ...
Vanguard settles SEC charges with a $106 million payout. Its status in the impending "crypto cooldown" remains unclear.
Regulators penalized Vanguard over allegedly misleading statements after the company made changes to target-date funds that ...
An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...
Vanguard agreed to pay $106.4 million to the Securities and Exchange Commission Friday to settle charges for “misleading ...
Wisconsin’s Department of Financial Institutions (DFI) has joined a multi-state and federal task force in reaching a $106 million settlement with Vanguard Marketing Corporation and The Vanguard Group, ...
The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...