Vanguard to pay $106 million to settle SEC charges over misleading TDF disclosures
Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state officials from New York, Connecticut and New Jersey over alleged misleading statements in fund prospectuses that led retirement plan investors to incur high capital gains taxes.
Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...
The regulator determined that the firm failed to provide accurate details regarding the capital gains and tax consequences ...
Regulators penalized Vanguard over allegedly misleading statements after the company made changes to target-date funds that ...
The settlement stems from a three-year multi-state task force investigation coordinated through the North American Securities ...
In trading on Wednesday, shares of the Vanguard Short-Term Inflation-Protected Securities ETF (Symbol: VTIP) crossed above their 200 day moving average of $48.54, changing hands as high as $48.67 ...
ST Germain D J Co. Inc. lifted its position in Vanguard Small-Cap Value ETF (NYSEARCA:VBR – Free Report) by 823.8% in the 4th ...
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